UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
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Rockdale Resources Corporation
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(Name of Issuer)
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Common Stock, par value $0.001 per share
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(Title of Class of Securities)
(CUSIP Number)
(Date of Event which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b) o
Rule 13d-1(c) x
Rule 13d-1(d) o
(Continued on following pages)
(Page 1 of 5 Pages)
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CUSIP No. 773061 106
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Schedule 13G
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Page 2 of 5 Pages
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1
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NAME OF REPORTING PERSONS
David N. Baker
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2
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CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP(a) ¨
(b) ¨
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3
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SEC USE ONLY
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4
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CITIZENSHIP OR PLACE OF ORGANIZATION
United States of America
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NUMBER OF SHARES
BENEFICIALLY
OWNED BY
EACH REPORTING
PERSON WITH
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5
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SOLE VOTING POWER
1,319,405
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6
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SHARED VOTING POWER
None
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7
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SOLE DISPOSITIVE POWER
1,319,405
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8
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SHARED DISPOSITIVE POWER
None
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9
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AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
1,319,405
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10
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CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES
¨
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11
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PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
8.8%
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12
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TYPE OF REPORTING PERSON
IN
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CUSIP No. 773061 106
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Schedule 13G
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Page 3 of 5 Pages
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Item 1(a). Name of Issuer:
Rockdale Resources Corporation
Item 1(b). Address of Issuer’s Principal Executive Offices:
5114 Balcones Woods Drive, Suite 307-511, Austin, Texas 78759
Item 2(a). Name of Person Filing:
David N. Baker
Item 2(b). Address of Principal Business Office or, if None, Residence:
1020 108th Avenue, NE Suite 1004, Bellevue, Washington 98004
Item 2(c). Citizenship:
David N. Baker is a citizen of the United States of America.
Item 2(d). Title of Class of Securities:
Common Stock, par value $0.001 per share.
Item 2(e). CUSIP Number:
773061 106.
Item 3. If this statement is filed pursuant to §§ 240.13d-1(b), or 240.13d-2(b) or (c), check whether the person filing is a:
Not applicable.
Item 4. Ownership:
(a) David N. Baker beneficially owns 1,319,405 shares of common stock.
(b) All shares of common stock beneficially owned by David N. Baker represent 8.8% of the outstanding shares of common stock of the Issuer.
(c) David N. Baker has sole power to vote or to direct the vote of 1,319,405 shares of common stock, sole power to dispose or to direct the disposition of 1,319,405 shares of common stock, shared power to vote or to direct the vote of no shares of common stock and shared power to dispose or to direct the disposition of no shares of common stock.
Item 5. Ownership of Five Percent or Less of a Class.
Not applicable.
Item 6. Ownership of More Than Five Percent on Behalf of Another Person.
Not applicable.
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CUSIP No. 773061 106
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Schedule 13G
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Page 4 of 5 Pages
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Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
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CUSIP No. 773061 106
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Schedule 13G
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Page 5 of 5 Pages
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SIGNATURES
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| Dated: February 6, 2014 |
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/s/ David N. Baker |
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David N. Baker, in his individual capacity |
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